Module 7: Optimizing Health Systems in LTC

174 7.4 Documentation

Critical Incidents and Mandatory Reporting

Critical incident:

  • A safety incident caused by an event/circumstance that could have caused/or did harm a resident, visitor, or staff member
  • Each home will have policies and incident reporting system that is focused on quality improvement and is typically not punitive

International Classification for resident safety incidents:

  • Near Miss
  • No Harm Incident
  • Harmful Incident
  • Resident Safety Incident

Incident management stages:

  • Moments prior to the incident occurring
  • Immediate response
  • Planning the analysis process
  • Analysis and investigation
  • Implement and evaluate recommended actions
  • Communication and sharing[1][2][3]

Mandatory reporting

  • All nurses have a duty to protect patients from harm
  • Reporting concerns regarding a fellow health professionals practice may be voluntary or legally mandated and is variable dependent on the nursing regulatory body
  • All provinces and territories have mandatory reporting requirements for any criminal offences such as physical abuse and sexual abuse
  • In certain jurisdictions, mandatory reporting requirements also includes reporting fellow colleagues for unsafe practice, incapacity, or incompetence
  • In certain jurisdictions, the mandatory reporting requirement only include nurses reporting nurses, however, in other jurisdictions nurses are required to report any healthcare provider when a patient is at risk or harmed
  • Varying thresholds for what would trigger mandatory reporting exist. In some jurisdictions nurses must report if they have reasonable grounds to suspect misconduct and in others a nurse must have objective evidence of misconduct
  • Failure to comply with mandatory reporting requirements may be considered professional misconduct
  • There is an opportunity to decrease the variation for mandatory reporting requirements[4][5][6]

  1. Documentation for critical incidents:Describe the incident
    • Describe all persons involved or affected
    • Describe actions taken
    • Describe the factors that contributed to the incident
    • Document in the health record and the incident reporting system
    Disclosure of resident safety incidents in LTC:
    • Some homes will have policies to guide the disclosure process
    • Disclosure refers to the process of communicating a resident safety incident to a resident/family/SDM
    • Can involve several conversations including, the initial disclosure and the post analysis of the incident when there is more information regarding the cause of the incident
    • An opportunity to build trust with residents and family
    • Promotes healing for those affected by the incidentThe Canadian Patient Safety Institute, 2012
    • Healthcare Excellence Canada, n.d
    • HSO, 2023
    • CSA, 2022
    • HSO, 2023
    • Leslie et al., 2021

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Nurse Practitioners Delivering Primary Care in the Long Term Care Setting Copyright © 2024 by Erin Ziegler, Carrie Heer and Adhiba Nilormi is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License, except where otherwise noted.

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